Conceptual Foundations of a TOM for an ICU
Printer-friendly versionSend to friendPDF version
Conceptual Foundations of a TOM (Target Operating Model) for an ICU (Internal Capital Unit)

The ICU is that applicable, particularly in Pillar 2 of Basel II, Basel III or Solvency II; development of a TOM is no easy task but is fundamental to the success of technology and process or competence change when implementing an ICU successfully. Clear demonstration of an effective and operational ICU is fundamental to financial institution supervision today. Development of a TOM needs a great deal of thinking and we at asymptotix have done some of that over the years. The foundations of our thinking about ICU-TOM is the SAP B2P2 white paper, vintage 2006 here but the clear development of our thinking is the peer-group validated, challenged and socialised approach to development of a TOM for an ICU is given in John Morrison's consolidated presentation of thinking in this space for the academic conference circuit of 2009 / 2010 and it is here Below in 5 brief pictures we present a summary of these ideas underlying a TOM-ICU; this is just a beginning, a conceptual foundation but presents some elements for consideration which are 'sine qua non';-





Are the key legislative pillars such as Basel II & III, UCITS IV and Solvency II forcing you to re-examine how you identify, measure and manage risk and capital?
Is the goal of your website to sell services or products, educate, or collect data?
Comments
Capability Maturity Model / Predictive Analytics / IBM
source : An Analytical Approach to Enterprise Risk Management (IBM)
Criticality, Materiality, Confidentiality & CONFLICT
Credit Risk Workflow (TIBCO Spotfire S+)
Stress Test & ICAAP
Risk Distribution Matrix (Basel 2, ICAAP) the original & best
Risk Capital Unit Business Architecture
the SRP and the MDE
An Information Framework for Financial Services Supervision
An Information Framework for Financial Services Supervision
TOM dev process & EA dev process some basics
IBM BAO RefArch
IBM the Watson Process
multicore map reduce framework